Compliance Program - Peace of Mind
As Authorised Representatives of Charter Financial Planning Limited, the principals of Partners operate under a strict compliance regime. All relationship documentation, processes, client communication and referral fees meet the requirements of the Financial Services Reform Act and are approved and audited by Charter to ensure compliance.
The establishment of a Third Party Proper Authority in your name ensures you meet the appropriate compliance standards thereby providing peace of mind that you are operating within the legislative framework.
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